Manager Compliance
Moody's
United States, New York, New York
Oops! You need to have an account to use this feature
Sign up to access features including all filters, job matching, dashboard, apply service, etc.
Compatibility Score
Compatibility Score / Job Matching
This unique feature shows a score indicating how closely this job matches the preferences you set in your profile.
Access to this feature requires signing up.
Salary
$106,000 - $121,000 Per Year
Rank
Senior Manager
Responsibility
Process Roles
Scope
Global
Workplace
Hybrid
Functions
Legal
Reports to
Level
N-3
Travel Max:
0%
Posting Date
11-10-2024
Description
Moody’s is seeking an experienced Compliance Manager to support the processes within the Compliance Business Surveillance. The candidate will be responsible for developing test procedures related to Surveillance reviews supporting the rating processes.
Key Responsibilities
- Lead and conduct testing and examinations of ratings processes for compliance with internal policies and procedures.
- Manage and develop test procedures related to Surveillance reviews supporting the ratings process.
- Review and Document workpapers for all reviews performed.
- Support Compliance Surveillance reviews while working with Compliance team member who are based in global locations based in NY, Lithuania, Latam, and India offices.
- Assist in the preparation of periodic and ad hoc compliance reports outlining the results of Compliance’s Surveillance program.
- Coach and develop junior level staff; provide feedback on performance.
- Provide advice and leadership in relation to compliance issues that arise.
- Develop creative solutions to enhance existing surveillance reviews.
- Establishing and maintaining relationships between business and stakeholders.
Qualification & Requirements
- Minimum of a Bachelor’s degree is required.
- 10+ years of compliance and/or audit experience focusing on compliance-related activities.
- Financial institutions or capital markets environment experience.
- Professional, pro-active, flexible, diligent, and dependable.
- Excellent interpersonal skills and team oriented.
- Must be highly organized and efficient with the ability to multi-task and meet tight deadlines.
- Strong written and oral communication skills in English. Multilanguage skills are a plus.
- Must be able to work on own initiatives, with limited supervision.
- Strong Microsoft Excel, PowerPoint, and Word skills including use of Excel Formulas and Pivot Tables.
- Hybrid schedule: 2 days in office, 3 days remote
Benefits
- Insurance, Health & Wellness
- Financial & Retirement
- Family & Parenting
- Vacation & Time Off
- Other Perks & Discounts…
Company Profile
Moody's
Industry
Financial Services
Revenue
$6B
Employees
15,000
Fortune 500 Rank
#610
Global 500 Rank
NA
Clicking the link below will open a new window in your browser where you can apply directly to this role. Please check out our Pricing Plans if you’d like us to apply to jobs on your behalf.
