Associate Director, Regulatory Reporting

Associate Director, Regulatory Reporting
Royal Bank of Canada

APAC/Oceania, Malaysia, Kuala Lumpur

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Salary

$74,000 Per Year

Rank

Director

Responsibility

Process Roles

Scope

Regional

Workplace

100% in office

Functions

Finance

IT

Legal

Reports to

U.S.- based Senior Manager

Level

N-3

Travel Max:

0%

Posting Date

06-29-2025

Description

We are seeking an experienced and detail-oriented skilled Associate Director to join our U.S. Regulatory Reporting team based in Malaysia. This role will manage processes for preparing and reviewing regulatory reports submitted to the Federal Reserve Board (FRB) and the Office of the Comptroller of the Currency (OCC). The individual will report directly to a U.S.-based senior manager and serve as the point of contact for internal functions including Controller, Risk, and Technology. The role includes team management, control execution, and delivery of high-quality output to the U.S. based team for regulatory filings.

Associate Director, Regulatory Reporting

Key Responsibilities

  • Lead the preparation and review of deliverables for regulatory filings done by the U.S. team to FRB and OCC for filings such as FR Y-9C, FR Y-11, FR Y-10, FFIEC reports, FR Y-15, etc.
  • Supervise a team of analysts and associate; manage day-to-day operations, workflow allocations, and performance reviews.
  • Own and enhance data reconciliation, validation, and exception management processes to ensure completeness and accuracy of deliverables.
  • Maintain strong documentation and workpapers to support audit trails, policy adherence, and internal governance.
  • Coordinate closely with U.S.-based stakeholders to understand reporting requirement, regulatory changes, production runbook, and deadlines.
  • Identify, escalate, and remediate data quality and reporting issues; support root cause analysis and issue closure.
  • Drive process improvement, automation, and control enhancements in partnership with Technology and global counterparts.
  • Support control frameworks including Quality Assurance testing, RCSA review, and audit readiness.

Qualification & Requirements

Must-have

  • 7-10 years of experience in regulatory reporting, financial reporting or audit; with at least 2-3 years in a people management role.
  • Strong understanding of U.S. GAAP and relevant banking regulations
  • Broad comprehension of Capital Markets and Financial Services Industry functions and products
  • Prior experience in shared service centers or global delivery hubs for financial institutions.
  • High attention to detail, with strong analytical, problem-solving, and communication skills.
  • Knowledge in data, decision and process modelling tools and data analysis (e.g. Microsoft Excel, SQL, Jira, Alteryx, R, Python) would be an advantage

Nice-to-have

  • MBA

Benefits

  • A comprehensive Total Rewards Program including performance based bonuses, flexible benefits, and competitive compensation
  • Leaders who support your development through coaching and managing opportunities
  • A world-class training program in financial services
  • A collaborative dynamic culture where personal initiative and hard work are recognized and rewarded

Company Profile

Royal Bank of Canada
Industry

Banking

Revenue

$35.84B

Employees

85,301

Fortune 500 Rank

NA

Global 500 Rank

#270

View Company Profile